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Sr. Paralegal, Securities - job 1 of 20

We are seeking a Sr. Paralegal with at least seven years of relevant experience to support Visa’s corporate securities functions. A primary focus of the role will be working collaboratively with other members of the legal team and other stakeholder teams to support Visa’s corporate practices and policies and to provide general paralegal support.

This position will be based in San Francisco, California.

Essential Functions

  • Support legal team with securities law compliance and other SEC, NYSE and other regulatory filings.

  • Support periodic and ad-hoc regulatory reporting and related internal processes, including, but not limited to, Forms 10-K, 10-Q, 8-K, and proxy statements, Section 16 filings, 13-F, and maintenance of the company's insider trading compliance program and internal policies such as Regulation FD and Related Person Transactions.

  • Oversee international securities filing related to employee equity and ESPP purchases ensuring compliance with local laws.

  • Partner with cross-functional teams (e.g., Legal, External Reporting, Investor Relations, Treasury, People, Equity, Compensation) on various corporate legal matters, special projects and processes.

  • Support Visa’s capital market transactions, including assisting with due diligence and KYC requests.

  • Experience working with transfer agents and assisting with shareholder questions and inquiries.

  • Assist with document production for SOX compliance, internal audits, and other compliance requirements.

  • Support overall corporate governance and compliance processes, including general record-keeping, officer and director onboarding and offboarding, preparation of board meeting agendas, presentations, resolutions, consents, minutes, and other materials.

This is a hybrid position. Hybrid employees can alternate time between both remote and office. Employees in hybrid roles are expected to work from the office 2-3 set days a week (determined by leadership/site), with a general guidepost of being in the office 50% or more of the time based on business needs.

Average salary estimate

$110000 / YEARLY (est.)
min
max
$90000K
$130000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Sr. Paralegal, Securities, Visa

Are you ready to take your legal career to the next level? Visa is on the hunt for a dynamic Sr. Paralegal with at least seven years of relevant experience to join our corporate securities team! Based in the vibrant city of San Francisco, this role is perfect for someone passionate about supporting corporate compliance and governance. As a Sr. Paralegal, you'll be diving deep into the world of securities law compliance, collaborating with a fantastic legal team, and seamlessly working with cross-functional departments. Your days will be filled with preparing essential regulatory filings such as Forms 10-K, 10-Q, and proxy statements, as well as overseeing international securities filings related to employee equity. Not to mention supporting our capital market transactions and ensuring the smooth operation of our insider trading compliance program. This hybrid position allows you to enjoy the flexibility of working remotely, while still engaging with your teammates in the office. So, if you’re organized, detail-oriented, and thrive in a fast-paced environment, we would love to hear from you and see how you can contribute to Visa’s mission!

Frequently Asked Questions (FAQs) for Sr. Paralegal, Securities Role at Visa
What are the main responsibilities of a Sr. Paralegal at Visa?

As a Sr. Paralegal at Visa, your main responsibilities will include supporting the legal team with securities law compliance and preparing various SEC and NYSE regulatory filings. You will also oversee international securities filings, partner with cross-functional teams on corporate legal matters, and assist with capital market transactions. Overall, you’ll play a vital role in Visa's corporate governance and compliance processes.

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What qualifications are needed to become a Sr. Paralegal at Visa?

To qualify for the Sr. Paralegal position at Visa, candidates should have at least seven years of relevant experience in securities law support, including familiarity with SEC and NYSE regulations. A strong understanding of compliance processes, excellent organizational skills, and the ability to work collaboratively with other departments are also crucial for success in this role.

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What type of work environment can a Sr. Paralegal at Visa expect?

At Visa, a Sr. Paralegal will operate in a hybrid work environment, splitting time between remote work and the office. Employees are generally expected to be in the office 2-3 days a week, fostering collaboration with team members while allowing for the flexibility of working from home as business needs dictate.

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How does the Sr. Paralegal role at Visa contribute to corporate governance?

The Sr. Paralegal at Visa plays an integral role in corporate governance by supporting various compliance processes, preparing important board meeting materials, and assisting in the onboarding and offboarding of officers and directors. This position ensures that Visa upholds its commitment to transparency and adherence to regulations.

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Is prior experience with compliance programs necessary for a Sr. Paralegal at Visa?

Yes, prior experience with compliance programs is important for a Sr. Paralegal at Visa. Candidates should have a solid understanding of insider trading compliance programs and related internal policies, as this knowledge is essential for effectively managing compliance requirements and regulatory filings.

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Common Interview Questions for Sr. Paralegal, Securities
Can you describe your experience with securities law compliance?

When answering this question, focus on specific projects you've worked on that involved securities law, such as preparing 10-K filings or overseeing insider trading compliance. Highlight your familiarity with SEC regulations and how you ensured accurate reporting.

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How do you prioritize tasks when dealing with multiple deadlines?

Employ strategies that showcase your organizational skills, such as creating to-do lists and using project management tools. Discuss how effective communication with stakeholders helped you prioritize tasks successfully under pressure.

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What role do you think a Sr. Paralegal plays in a team environment?

Emphasize that the role involves not just executing tasks but also collaborating with others. Talk about how you facilitate communication among various departments and how teamwork contributes to meeting legal deadlines.

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How do you stay updated with changes in securities laws and regulations?

Demonstrate your commitment to ongoing education by mentioning specific resources like online webinars, legal publications, and industry forums you follow to stay informed about changes in securities laws.

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Can you provide an example of a challenging situation you faced in a previous role?

Share a specific situation where you encountered a complex legal challenge, discussing the steps you took to overcome it. This response should highlight your problem-solving abilities and critical thinking.

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What tools or software are you familiar with for managing legal documentation?

Discuss the legal management software you’ve used, including document management systems and spreadsheets. Highlight how these tools have helped increase your efficiency in managing large volumes of legal documentation.

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How do you ensure accuracy in your filings and documentation?

Stress the importance of detailed reviews and implementing checklists to maintain accuracy in your work. Share examples of how your attention to detail has caught errors before submission.

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What do you believe are the key skills for a successful Sr. Paralegal?

Mention skills such as strong analytical abilities, attention to detail, effective communication, and the ability to work independently or as part of a team. Provide examples of each skill in action.

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Describe how you handle feedback and criticism in your role.

Talk about your open-minded approach to receiving feedback and how you view it as an opportunity for growth. Share a specific instance where constructive criticism helped you improve your work.

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Why do you want to work as a Sr. Paralegal at Visa?

Reflect on Visa’s reputation in the corporate world and how their values resonate with your career aspirations. Discuss how you are eager to contribute to a reputable company while enhancing your legal skills within a dynamic team.

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Visa Inc. operates as a payments technology company worldwide. The company facilitates commerce through the transfer of value and information among consumers, merchants, financial institutions, businesses, strategic partners, and government entiti...

9694 jobs
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Full-time, hybrid
DATE POSTED
April 4, 2025

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