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Sr. Paralegal, Securities - job 9 of 20

We are seeking a Sr. Paralegal with at least seven years of relevant experience to support Visa’s corporate securities functions. A primary focus of the role will be working collaboratively with other members of the legal team and other stakeholder teams to support Visa’s corporate practices and policies and to provide general paralegal support.

This position will be based in San Francisco, California.

Essential Functions

  • Support legal team with securities law compliance and other SEC, NYSE and other regulatory filings.

  • Support periodic and ad-hoc regulatory reporting and related internal processes, including, but not limited to, Forms 10-K, 10-Q, 8-K, and proxy statements, Section 16 filings, 13-F, and maintenance of the company's insider trading compliance program and internal policies such as Regulation FD and Related Person Transactions.

  • Oversee international securities filing related to employee equity and ESPP purchases ensuring compliance with local laws.

  • Partner with cross-functional teams (e.g., Legal, External Reporting, Investor Relations, Treasury, People, Equity, Compensation) on various corporate legal matters, special projects and processes.

  • Support Visa’s capital market transactions, including assisting with due diligence and KYC requests.

  • Experience working with transfer agents and assisting with shareholder questions and inquiries.

  • Assist with document production for SOX compliance, internal audits, and other compliance requirements.

  • Support overall corporate governance and compliance processes, including general record-keeping, officer and director onboarding and offboarding, preparation of board meeting agendas, presentations, resolutions, consents, minutes, and other materials.

This is a hybrid position. Hybrid employees can alternate time between both remote and office. Employees in hybrid roles are expected to work from the office 2-3 set days a week (determined by leadership/site), with a general guidepost of being in the office 50% or more of the time based on business needs.

Average salary estimate

$110000 / YEARLY (est.)
min
max
$90000K
$130000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Sr. Paralegal, Securities, Visa

Are you a seasoned Sr. Paralegal looking to make your mark in the dynamic world of corporate securities? Visa, based in the vibrant city of San Francisco, is on the hunt for a talented professional with at least seven years of relevant experience. In this role, you will play a crucial part in supporting Visa's corporate securities functions. Your daily adventures will include collaborating with the legal team and various stakeholders to ensure compliance with securities laws and regulatory filings such as Forms 10-K, 10-Q, and 8-K. You'll also dive into employee equity related matters, pushing the boundaries of your expertise as you oversee international securities filing requirements. Partnering with diverse teams, you'll handle everything from due diligence on capital market transactions to assisting shareholders with inquiries. This hybrid position gives you the flexibility to balance remote work with time in our vibrant office. If you’re ready to support critical governance processes, maintain compliance, and innovate within our corporate practices, we invite you to join our talented team at Visa where together, we can empower economies around the world.

Frequently Asked Questions (FAQs) for Sr. Paralegal, Securities Role at Visa
What responsibilities does the Sr. Paralegal at Visa have?

The Sr. Paralegal at Visa is responsible for a variety of important functions including support for securities law compliance, handling SEC and NYSE regulatory filings, and managing internal processes related to reporting. They also oversee international securities filings, facilitate capital market transactions, and support corporate governance processes, ensuring Visa adheres to all necessary regulations and maintains high standards.

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What qualifications do I need to apply for the Sr. Paralegal position at Visa?

To apply for the Sr. Paralegal position at Visa, candidates should possess at least seven years of relevant paralegal experience, particularly in corporate law and securities matters. A strong understanding of regulatory frameworks such as SEC requirements, as well as experience collaborating with cross-functional teams, is essential. Organizational skills and attention to detail are also crucial for success in this role.

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What type of work environment can I expect as a Sr. Paralegal at Visa?

As a Sr. Paralegal at Visa, you'll enjoy a hybrid work environment. This means that while you have the flexibility to work remotely, you'll also spend 2-3 days a week in our San Francisco office, collaborating with your peers and contributing to the dynamic team atmosphere. This blend allows for both focused work time and interactive team collaboration.

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How does Visa support ongoing professional development for a Sr. Paralegal?

Visa is committed to the professional growth of its employees, including those in the Sr. Paralegal position. Staff have access to various resources for training and development, mentorship programs, and opportunities to participate in special projects that can enhance their skill sets. Continuous learning and the chance to develop expertise in evolving areas of corporate law are key aspects of this role.

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What role does a Sr. Paralegal play in Visa's corporate governance?

The Sr. Paralegal at Visa plays a crucial role in supporting corporate governance by ensuring that company practices adhere to legal regulations. This includes managing record-keeping, preparing materials for board meetings, and onboarding and offboarding officers and directors. Their work helps maintain Visa's compliance and fortifies its corporate integrity.

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Common Interview Questions for Sr. Paralegal, Securities
Can you describe your experience with SEC filings?

When answering this question, highlight specific SEC filings you have worked on, such as Form 10-K or 8-K. Describe the processes involved, your role in ensuring compliance, and any challenges you faced and overcame.

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How do you prioritize tasks when supporting multiple projects?

Discuss your approach to prioritization, perhaps by using project management tools or methods like the Eisenhower Matrix. Be sure to emphasize your ability to balance urgent legal matters with longer-term projects effectively.

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What strategies do you use to stay updated on changes in securities law?

Mention specific resources you utilize, such as legal journals, webinars, industry associations, or professional networks. Discuss how you implement these learnings in your role to enhance compliance and governance.

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How do you ensure compliance with local laws in international securities filings?

Explain your methodology for research and collaboration with local legal teams or consultants. Discuss any specific instances where your attention to detail helped avoid compliance issues.

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What experience do you have in corporate governance?

Provide examples of your involvement in corporate governance processes, such as preparing board materials or handling record-keeping. Explain the importance of governance and how you align your work with the company’s overall compliance strategies.

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Describe a time when you had to deal with a difficult shareholder inquiry.

Share a specific scenario that illustrates your conflict resolution skills. Focus on your approach to addressing concerns, maintaining professionalism, and ensuring the shareholder received the information they needed.

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What role does teamwork play in your work as a Sr. Paralegal?

Emphasize the importance of collaboration across functions. Provide examples of successful projects or situations where teamwork helped achieve regulatory compliance or enhanced your legal team’s effectiveness.

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How do you manage document production for audits?

Discuss your systematic approach to document management. Highlight any tools or practices you use to organize and retrieve documents efficiently while ensuring compliance with audit requirements.

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Can you explain a complex legal concept to someone without a legal background?

Highlight your communication skills by describing a complex concept in simple terms. This demonstrates your ability to not only understand intricate legal frameworks but also to convey them effectively.

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What do you believe is the biggest challenge facing paralegals in corporate securities today?

Discuss current trends such as regulatory changes or shifts in corporate governance practices. Articulate how paralegals can adapt to challenges by staying informed and proactive in their roles.

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Visa Inc. operates as a payments technology company worldwide. The company facilitates commerce through the transfer of value and information among consumers, merchants, financial institutions, businesses, strategic partners, and government entiti...

11338 jobs
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Full-time, hybrid
DATE POSTED
April 3, 2025

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