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Chief Operations Officer (COO)

GHJ Search and Staffing serves as the recruitment division of GHJ, a prominent national accounting and advisory firm. Our team provides qualified Accounting and Finance professionals on a temporary and permanent basis across a broad range of industries. GHJ’s relationship with our Global Advisory and Accounting Network provides the resources needed to better understand client’s needs, attract a higher caliber of candidates and assess candidate potential.


Position Overview:

We are seeking an experienced and strategic Chief Operations Officer (COO) to oversee the operational functions of our wealth management and financial planning firm. The COO will be responsible for ensuring operational efficiency and scalability while driving company growth and optimizing client service delivery. This role requires deep expertise in managing financial services operations and technology.


Essential Functions and Responsibilities:
  • Operational Leadership:
  • Oversee daily operations, including advisor and staff onboarding, transaction processing, and technology initiatives.
  • Develop and implement policies, procedures, and systems to improve operational efficiency and scalability.
  • Lead cross-functional teams to manage operational projects, ensuring timely and high-quality execution.
  • Risk Management and Compliance:
  • Ensure compliance with all regulatory requirements and industry standards, including operational controls.
  • Develop and maintain internal controls to safeguard firm assets and ensure regulatory compliance.
  • Partner with the compliance team to manage audits, risk assessments, and policy updates.
  • Strategic Planning and Execution:
  • Collaborate with the CEO to define and execute strategic goals for operational excellence.
  • Drive initiatives to improve service delivery, reduce costs, and enhance the client experience.
  • Establish and track key performance indicators (KPIs) to measure operational effectiveness.
  • People Management:
  • Build and lead a high-performing operations team, fostering a culture of accountability and continuous improvement.
  • Provide mentorship and professional development opportunities for staff.
  • Ensure effective communication and collaboration across all departments.
  • Client and Stakeholder Engagement:
  • Act as a key point of contact for strategic partners, vendors, and external stakeholders.
  • Support the sales and client services teams in delivering exceptional client experiences.
  • Lead initiatives to address client concerns and implement process improvements.


Qualifications:
  • Bachelor’s degree in Business Administration, Finance, or a related field; MBA preferred.
  • 10+ years of experience in the financial services, insurance, or asset management industries, with at least 5 years in a senior operational leadership role.
  • Proven experience managing and scaling operational functions in a fast-paced environment.
  • Excellent leadership, team management, and decision-making skills.
  • Proficiency in financial systems, operational platforms, and technology solutions.


What We Offer:
  • Competitive salary and performance-based incentives.
  • Comprehensive benefits package, including health insurance and retirement plans.
  • A collaborative and inclusive work environment.
  • The opportunity to play a pivotal role in shaping the future of a growing company.


$150,000 - $170,000 a year
#GHJSS

This company is partnering on this search with GHJ Search and Staffing. Please direct all inquiries to Derrick Coleman, Partner and Practice Leader, at dcoleman@ghjadvisors.com. No other agency referrals please.

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CEO of GHJ
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Tom Barry, CPA
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Average salary estimate

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$170000K

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What You Should Know About Chief Operations Officer (COO), GHJ

GHJ Search and Staffing is excited to invite applications for the role of Chief Operations Officer (COO) in sunny Los Angeles. Our firm, part of the prominent GHJ network, specializes in recruiting top-notch Accounting and Finance professionals across various industries. As the COO, you'll take the reins of operational functions within our wealth management and financial planning firm, focusing on enhancing operational efficiency while driving growth. Your expertise in financial services operations will be critical for overseeing daily activities, steering advisor onboarding, and pioneering technology initiatives. You’ll work closely with the CEO to set strategic goals and drive initiatives that enhance client service and innovate our offerings. With an emphasis on risk management, compliance, and internal controls, your role will ensure we navigate the complexities of the financial landscape effectively. Leading a talented operations team, you’ll foster a culture of accountability and continuous improvement, while also serving as a key liaison for our strategic partners and stakeholders. If you're ready to leverage your 10+ years of experience in operational leadership to shape the future of a dynamic firm, we would love to hear from you!

Frequently Asked Questions (FAQs) for Chief Operations Officer (COO) Role at GHJ
What are the primary responsibilities of the Chief Operations Officer at GHJ Search and Staffing?

The Chief Operations Officer (COO) at GHJ Search and Staffing is pivotal in overseeing daily operations, enhancing operational efficiency, and driving company growth. Key responsibilities include managing advisor onboarding, ensuring compliance with regulatory standards, developing internal controls, and guiding strategic planning initiatives. The COO also leads cross-functional teams, supports client service excellence, and builds a high-performing operations team.

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What qualifications are required for the Chief Operations Officer position at GHJ Search and Staffing?

To qualify for the Chief Operations Officer role at GHJ Search and Staffing, candidates must have a Bachelor’s degree in Business Administration, Finance, or a related field, with an MBA preferred. In addition, a minimum of 10 years of experience in financial services, insurance, or asset management, including at least 5 years in senior operational leadership roles, is essential.

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How does GHJ Search and Staffing define success for the Chief Operations Officer?

Success for the Chief Operations Officer at GHJ Search and Staffing is defined by the ability to improve operational efficiency, drive growth initiatives, and enhance client service delivery. The establishment and tracking of key performance indicators (KPIs), risk management success, and the effective leadership of the operations team are all critical measures of achievement in this role.

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What is the salary range for the Chief Operations Officer position at GHJ Search and Staffing?

The salary range for the Chief Operations Officer at GHJ Search and Staffing is competitive, falling between $150,000 and $170,000 annually. Additionally, the position includes performance-based incentives and a robust benefits package to support work-life balance.

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What kind of work environment can a Chief Operations Officer expect at GHJ Search and Staffing?

The Chief Operations Officer at GHJ Search and Staffing can expect a collaborative and inclusive work environment. The firm values open communication, professional development, and a culture of accountability, which fosters continuous improvement and supports the successful execution of operational strategies.

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Common Interview Questions for Chief Operations Officer (COO)
How do you approach operational efficiency in a financial services firm?

When addressing operational efficiency in a financial services firm, it’s crucial to assess current workflows and identify bottlenecks. Sharing concrete past experiences where you successfully implemented streamlined processes, improved onboarding, or integrated technology can illustrate your proactive approach to enhancing operational effectiveness.

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Can you describe a time you managed a significant compliance challenge?

Describing a significant compliance challenge involves outlining the problem, your strategic response, and the outcome. Highlight your experience collaborating with compliance teams, undertaking risk assessments, and putting in place robust controls to ensure seamless adherence to regulations.

Join Rise to see the full answer
What strategies do you implement to foster a high-performing operations team?

To foster a high-performing operations team, I prioritize clear communication, team collaboration, and continuous professional development. I advocate for mentorship programs and regular feedback sessions, which help cultivate a culture of accountability and improvement.

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What is your process for establishing key performance indicators (KPIs)?

My process for establishing KPIs involves aligning them with organizational goals, ensuring they are measurable and relevant. I work closely with team members to set benchmarks and regularly review these indicators to assess operational effectiveness and adjust strategies as necessary.

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How do you handle client concerns and feedback?

Handling client concerns effectively involves active listening and a proactive approach to problem resolution. I focus on addressing issues promptly, implementing solutions while communicating transparently with clients throughout the process to restore confidence and enhance their experience.

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Describe your experience with financial systems and technology solutions.

In my previous roles, I managed various financial systems and technology solutions by evaluating their effectiveness and facilitating training. I prioritize innovations that enhance operational capacity and improve service delivery, ensuring these tools align with our strategic objectives.

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How do you ensure compliance with regulatory requirements?

Ensuring compliance with regulatory requirements involves developing comprehensive policies, regular audits, and fostering a culture of accountability within the operations team. Collaboration with compliance professionals is essential to stay abreast of changes in regulations and to execute necessary policy updates.

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What’s your approach to strategic planning within operations?

My approach to strategic planning within operations involves a thorough analysis of industry trends, competitive benchmarking, and collaborative goal setting. I engage with cross-functional teams to devise actionable plans that support the overarching business objectives.

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How do you manage cross-functional teams to ensure project success?

Managing cross-functional teams effectively requires strong communication and collaboration. I focus on clearly defining roles, providing resources, and ensuring everyone is aligned on project goals. I encourage regular check-ins to assess progress and resolve any emerging challenges.

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What qualities do you believe are essential for a successful COO?

Essential qualities for a successful COO include strong leadership skills, adaptability, strategic thinking, and effective communication. A successful COO should also have a deep understanding of financial services and operational management to lead effectively and navigate industry challenges.

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We foster a flexible, entrepreneurial environment so our people achieve their personal & professional goals. Our success is driven by retaining the best, diverse talent. We invest in our people & technology to deepen firm expertise & fuel sustain...

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Full-time, on-site
DATE POSTED
March 23, 2025

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