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Junior Compliance Analyst

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We’re a pan-European digital wealth manager with 130,000 active investors (growing fast!) and over €5 billion invested on our platform. With 220+ people across 4 offices in Italy and the UK, we’re supported and funded by Poste Italiane, Cabot Square Capital, United Ventures and Allianz. We started in 2011 in Milan with a simple vision - to help more people improve their financial well-being by making personal investing straightforward and accessible through technology. Fast forward a few years, and we’re known as one of the most innovative fintechs headquartered in the heart of London.

Mission

To provide investment solutions and advice to protect and grow client wealth through time.

Our Core Values:

We’ve built our business on three Principles:

Relationships are our first asset: We’re one team, built on trust, honesty and transparency. We value our relationships above all else.
Trust drives success: We give each other the space to grow. We empower our employees to succeed, so they can make a real impact.
Our customers dream big, just like us: We see the bigger picture and we make sure our customers see it, too. We’re always focused on the best outcomes for our clients and for each other, no matter what the goal, or how big the dream

What this means in practice:

At Moneyfarm, diversity is the foundation of our competitive advantage. We value our employees for who they are – their backgrounds, experiences, talents, knowledge and individual differences. This is what makes us better at what we do. To accommodate our different needs and commitments, we offer flexible working to all. Our individual impact and output is what counts most.

About the role

This is an exciting opportunity for a junior Compliance Analyst, for someone looking to improve their career in compliance, and work in a fast-paced FinTech start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring that Moneyfarm meet their day to day regulatory responsibilities As part of the Risk Management Function, you will work closely with colleagues to make sure that all regulatory risks are identified, assessed, measured, managed and mitigated where possible.

Main Responsibilities:

Supporting the 1st Line of Defence in embedding best practice in relation to MI and Governance by providing insightful recommendations.
Identifying, assessing, measuring and managing all regulatory risks to which the firm is exposed;
Assisting the business by providing advice, answering questions and responding to requests.
Evaluating the impact of material changes or exceptional transactions on the firm’s institution’s and group’s risk profile;
Monitoring regulations and regulatory change as well as industry best practice and updating our Horizon Scanning tracker as appropriate.
Producing Board risk and compliance reports on a quarterly basis as well as ad-hoc risk reporting;
Supporting the team with the rollout of education and training to improve compliance awareness, incident reporting and drive cultural change among staff and senior management;
Enhancing compliance department and organisation reputation through exceptional delivery and by accepting ownership for accomplishing new and different request
Undertaking reviews and testing in line with the execution of the Compliance Monitoring Program (CMP).
Reviewing and approving financial promotions across the business.

Must-have

The successful candidate will have:

ideally some experience in a similar role gained working for financial services institutions or consulting companies;
excellent verbal and written communication skills required to build relationships with Functions Management and Senior Management;
strong analytical and organisational skills;
ability to influence, to negotiate, to conceptualise issues and translate into solutions.
proficiency in Microsoft Office suite (Word, Excel, PowerPoint).
Fluent in English.

Health Insurance, Wellness plan
Fee free investments on Moneyfarm platform
Career development opportunities
Training opportunities
Regular office social events
Happy and friendly culture!

What You Should Know About Junior Compliance Analyst, Moneyfarm

At Moneyfarm, we're excited to welcome a Junior Compliance Analyst to our dynamic team! As a leading digital wealth manager in Europe, with over €5 billion invested and a rapidly growing community of 130,000 active investors, we're looking for someone eager to dive into the world of compliance within our innovative fintech environment. You will play a crucial role in our Risk & Compliance team, working closely with a Senior Compliance Officer. Your main objective will be to ensure we meet our regulatory responsibilities, while also contributing to the broader mission of helping our clients improve their financial well-being. Day-to-day, you'll utilize your analytical skills to manage regulatory risks, enhance compliance awareness through training initiatives, and support our first line of defense in adopting best practices. Your communication prowess will be essential in building strong relationships with various internal teams, while your proficiency in Microsoft Office will assist you in producing reports and tracking regulations. At Moneyfarm, we embody a culture where diversity is an asset, and we value flexible working arrangements tailored to your unique needs. Join us in creating a supportive and effective workplace where every team member can thrive – we can't wait to see the impact you will make as a Junior Compliance Analyst!

Frequently Asked Questions (FAQs) for Junior Compliance Analyst Role at Moneyfarm

What are the main responsibilities of a Junior Compliance Analyst at Moneyfarm?

As a Junior Compliance Analyst at Moneyfarm, you'll support the Risk & Compliance team by identifying and managing regulatory risks, producing compliance reports, and embedding best practices across the organization. You'll also assist in monitoring regulatory changes and manage communication with internal teams to enhance compliance awareness.