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Associate Director & Senior Counsel

Job Summary

Job Description

What is the opportunity?

The Associate Director & Senior Counsel will provide Investment Banking legal coverage assisting senior counsel with Equity Capital Markets, Fixed Income Capital Markets and Private Placement transactions. This role will interact and collaborate with members of the Legal Affairs and Compliance Group and other functional groups, senior and junior level front office partners, and representatives of third parties such as clients, governmental entities, accountants, and law firms.

What will you do?

  • Review, draft and negotiate equity and debt private placement engagement letters

  • Review and negotiate transaction documentation relating to public and private equity and fixed income transactions (including underwriting and purchase agreements and offering documents)

  • Prepare and update standard forms, and review and advise on policies, procedures and guidelines for the investment banking business

  • Supervise and collaborate with external counsel on day-to-day investment banking transactional matters, as well as broader business and regulatory issues

  • Maintain up-to-date knowledge of legal and regulatory developments with respect to securities transactions, and evolving market practices in the equity and fixed income markets

  • Advise business management as to structuring of investment banking transactions and business initiatives from a legal, regulatory and reputational risks perspective

What do you need to succeed?

  • Education Level: JD from a U.S. law school

  • Experience: 5+ years in a law firm and/or in-house investment banking position

  • Securities law and investment banking transactional and advisory experience, including experience with equity and fixed income public and private offerings

Preferred:

  • In-house counsel experience at a large investment bank

  • Substantial knowledge of and experience with securities offerings and other securities transactions, including the origination process and documentation, as well as regulatory framework, applicable rules, and current market practices

  • Strong drafting and analytical skills, superior judgment and practical, risk-based decision-making capabilities with a problem-solving attitude

  • Strong communication skills including the ability to provide clear, concise and practical advice and guidance to senior business partners

  • Ability to provide pro-active structuring solutions with a comprehensive understanding of associated risks

  • Strong interpersonal skills and capacity to build relationships; ability to provide guidance to senior and junior level front office partners and to facilitate business in a risk-appropriate and cost-effective manner

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
  • Leaders who support your development through coaching and managing opportunities.
  • Ability to make a difference and lasting impact.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
  • Opportunities to do challenging work.
  • Opportunities to build close relationships with clients.

The expected salary range for this particular position is $150,000-225,000, depending on your experience, skills, and registration status, market conditions and business needs.

You have the potential to earn more through RBC’s discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided the business meets its performance targets and you meet your individual goals.

RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:

  • Drives RBC’s high-performance culture
  • Enables collective achievement of our strategic goals
  • Generates sustainable shareholder returns and above market shareholder value

Job Skills

Business Perspective, Coaching Others, Customer Service Management, Decision Making, Financial Regulation, Group Problem Solving, High Impact Communication, Legal Practices, Time Management

Additional Job Details

Address:

GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITY

City:

Jersey City

Country:

United States of America

Work hours/week:

40

Employment Type:

Full time

Platform:

CHIEF LEGAL & ADMIN OFFICE GRP

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2025-04-08

Application Deadline:

2025-04-30

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

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Average salary estimate

$187500 / YEARLY (est.)
min
max
$150000K
$225000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Associate Director & Senior Counsel, RBC

Are you ready to take the next big step in your legal career? RBC is looking for an Associate Director & Senior Counsel located in Jersey City, New Jersey, who’s enthusiastic about Investment Banking legal coverage. In this role, you will work closely with senior counsel on various transactions, including equity and fixed income deals, as well as private placements. You won't just be reviewing and drafting letters; you'll actively negotiate critical documents and ensure that all legal requirements are met. Imagine being a part of a dynamic team where you get to collaborate with talented individuals across the Legal Affairs and Compliance Group, as well as front-office partners and external clients. You’ll need at least 5 years of experience in a law firm or in-house investment banking, and your strong understanding of securities law will really shine here. Besides your keen drafting skills, your ability to advise business management on structuring deals while mitigating risks will make a significant impact. Plus, at RBC, we truly value our people and their contributions; our comprehensive rewards program will ensure you're recognized for your hard work. If you’re looking for a place where you can make a difference, grow your career, and work with like-minded professionals, this might be the position for you!

Frequently Asked Questions (FAQs) for Associate Director & Senior Counsel Role at RBC
What are the responsibilities of the Associate Director & Senior Counsel at RBC?

The Associate Director & Senior Counsel at RBC is responsible for providing legal coverage for Investment Banking, which includes reviewing, drafting, and negotiating engagement letters and transaction documents related to equity and fixed income transactions. They will collaborate with both internal teams and external parties, ensuring compliance with current regulations and market practices.

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What qualifications are required for the Associate Director & Senior Counsel role at RBC?

To qualify for the Associate Director & Senior Counsel position at RBC, candidates must possess a JD from a U.S. law school and have at least 5 years of relevant experience in a law firm or in-house investment banking role. Experience with securities law and a strong foundation in equity and fixed income transactions are crucial.

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How does the Associate Director & Senior Counsel interact with other teams at RBC?

The Associate Director & Senior Counsel interacts with various teams at RBC, including the Legal Affairs and Compliance Group, front-office partners, and representatives from external entities like clients and law firms. This position emphasizes collaboration to effectively manage legal risks while facilitating business initiatives.

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What success metrics does the Associate Director & Senior Counsel at RBC focus on?

Success metrics for the Associate Director & Senior Counsel at RBC primarily involve effective transaction management while ensuring compliance and minimizing risk. The ability to provide clear legal guidance and proactive structuring solutions also contribute to achieving broader business goals and client satisfaction.

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What kind of work environment can the Associate Director & Senior Counsel expect at RBC?

The work environment for the Associate Director & Senior Counsel at RBC is dynamic, collaborative, and high-performing. The company promotes a culture of growth and inclusivity, where employees are empowered to make a significant impact while working on challenging and rewarding projects.

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Common Interview Questions for Associate Director & Senior Counsel
What experience do you have with equity and fixed income private placement transactions?

In your answer, provide specific examples of transactions you've worked on, the roles you played, and the outcomes. Highlight any challenges faced and how you overcame them to demonstrate your problem-solving skills.

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How do you stay updated on legal and regulatory changes pertaining to securities transactions?

Discuss your strategies for staying informed, such as subscribing to legal journals, attending workshops, or participating in industry networking events. Mention any specific sources you trust or professional groups you belong to.

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What is your approach to drafting and negotiating engagement letters?

Explain your drafting process, emphasizing your attention to detail and understanding of the critical elements. Share how you ensure both compliance and client satisfaction during negotiations while maintaining clarity in the terms.

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Can you describe a time you provided legal counsel on a complex transaction?

Share a specific case where your legal advice was crucial. Detail the complexity of the transaction, your role, the challenges encountered, and the impact your advice had on the outcome.

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How do you assess and manage legal risks in investment banking transactions?

Elaborate on your method for identifying potential legal risks, assessing their implications, and how you've developed strategies to mitigate these risks in collaboration with business management.

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What tools or resources have you found most helpful in managing your workload?

Talk about specific software, organizational tools, or methodologies you use to effectively manage your workload. Highlight how these tools enhance your productivity and help you maintain high standards of work.

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How do you handle conflicting priorities between legal obligations and business goals?

Discuss your approach to balancing legal demands with the business’s objectives. Stress the importance of communication and collaboration with stakeholders to find mutually beneficial solutions.

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What qualities do you think are essential for the Associate Director & Senior Counsel role?

Identify key qualities such as strong analytical skills, excellent communication, and the ability to build relationships. Explain why these traits are important in the context of this role at RBC.

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How would you describe your communication style when advising senior business partners?

Reflect on your communication style, emphasizing clarity and conciseness. Provide examples of how you tailor your messages for different audiences to ensure comprehension and foster collaboration.

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What motivates you to work in the Investment Banking legal field?

Share your passion for investment banking and legal work, discussing what aspects of the field excite you most and how your motivations align with the values and mission of RBC.

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DATE POSTED
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