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Sr. Paralegal, Securities - job 8 of 20

We are seeking a Sr. Paralegal with at least seven years of relevant experience to support Visa’s corporate securities functions. A primary focus of the role will be working collaboratively with other members of the legal team and other stakeholder teams to support Visa’s corporate practices and policies and to provide general paralegal support.

This position will be based in San Francisco, California.

Essential Functions

  • Support legal team with securities law compliance and other SEC, NYSE and other regulatory filings.

  • Support periodic and ad-hoc regulatory reporting and related internal processes, including, but not limited to, Forms 10-K, 10-Q, 8-K, and proxy statements, Section 16 filings, 13-F, and maintenance of the company's insider trading compliance program and internal policies such as Regulation FD and Related Person Transactions.

  • Oversee international securities filing related to employee equity and ESPP purchases ensuring compliance with local laws.

  • Partner with cross-functional teams (e.g., Legal, External Reporting, Investor Relations, Treasury, People, Equity, Compensation) on various corporate legal matters, special projects and processes.

  • Support Visa’s capital market transactions, including assisting with due diligence and KYC requests.

  • Experience working with transfer agents and assisting with shareholder questions and inquiries.

  • Assist with document production for SOX compliance, internal audits, and other compliance requirements.

  • Support overall corporate governance and compliance processes, including general record-keeping, officer and director onboarding and offboarding, preparation of board meeting agendas, presentations, resolutions, consents, minutes, and other materials.

This is a hybrid position. Hybrid employees can alternate time between both remote and office. Employees in hybrid roles are expected to work from the office 2-3 set days a week (determined by leadership/site), with a general guidepost of being in the office 50% or more of the time based on business needs.

Average salary estimate

$105000 / YEARLY (est.)
min
max
$90000K
$120000K

If an employer mentions a salary or salary range on their job, we display it as an "Employer Estimate". If a job has no salary data, Rise displays an estimate if available.

What You Should Know About Sr. Paralegal, Securities, Visa

Are you ready to take your career to the next level? Visa is on the lookout for a passionate and experienced Sr. Paralegal, Securities to join our dynamic team in the heart of San Francisco! With at least seven years of relevant experience under your belt, you'll be playing a pivotal role in supporting Visa’s corporate securities functions. Your day-to-day will involve working closely with the legal team and other stakeholders to ensure that we stay compliant with securities law, all while contributing to our corporate practices and policies. Whether it's assisting with regulatory filings like 10-K, 10-Q, and 8-K, or managing international securities related to employee equity, you'll be at the center of thrilling corporate governance activities. This hybrid position offers you the flexibility to work from home and in the office, ensuring that you maintain a work-life balance while still meeting our business needs. We're looking for someone who thrives in a collaborative environment, with fantastic communication skills, and a knack for compliance. Join us and help shape the future of Visa’s legal operations!

Frequently Asked Questions (FAQs) for Sr. Paralegal, Securities Role at Visa
What are the key responsibilities of a Sr. Paralegal, Securities at Visa?

As a Sr. Paralegal, Securities at Visa, your primary responsibilities will include supporting the legal team with securities law compliance, managing SEC and NYSE regulatory filings, and overseeing international securities filings related to employee equity. Additionally, you will assist in preparing board meeting materials, conduct due diligence for capital market transactions, and coordinate with various cross-functional teams.

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What qualifications are required to apply for the Sr. Paralegal, Securities position at Visa?

To be considered for the Sr. Paralegal, Securities role at Visa, candidates should possess at least seven years of relevant experience in a paralegal capacity, particularly in corporate securities law. Familiarity with SEC regulations, exceptional organizational skills, and a comprehensive understanding of corporate governance processes are critical to succeed in this position.

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Is the Sr. Paralegal, Securities position at Visa a remote role?

The Sr. Paralegal, Securities position at Visa is a hybrid role. This means you will have the flexibility to work remotely while also being expected to spend 2-3 days in the office each week, depending on business needs. This setup allows employees to enjoy a balance between flexibility and collaboration.

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What types of projects will a Sr. Paralegal, Securities at Visa work on?

In the Sr. Paralegal, Securities role at Visa, you will work on a variety of projects, including managing regulatory reporting, supporting capital market transactions, overseeing compliance processes, and collaborating on corporate governance matters. You’ll engage in exciting work that impacts Visa's corporate policies directly.

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How does Visa support professional development for Sr. Paralegals?

Visa values professional growth and offers various resources for continuous learning. As a Sr. Paralegal, Securities, you will have opportunities to attend workshops, networking events, and training specific to securities law and corporate compliance, along with performance review processes that support your career goals.

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Common Interview Questions for Sr. Paralegal, Securities
Can you explain your experience with SEC filings?

When answering this question, outline specific types of SEC filings you have worked on, such as Forms 10-K and 10-Q. Highlight your ability to manage deadlines and collaborate with attorneys and finance teams, stressing the importance of accuracy and regulatory compliance.

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How do you handle compliance issues in your role?

Discuss your methodical approach to identifying compliance issues. Explain how you stay informed about regulatory changes, maintain detailed records, and work with different departments to ensure adherence to company policies and legal requirements.

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Describe a successful project you worked on as a paralegal.

Choose a project that illustrates your skills in managing deadlines and collaborating with teams. Detail your role, challenges faced, and how you resolved them, ensuring to connect it back to the skills required for the Sr. Paralegal position.

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What strategies do you use to stay organized?

Employ examples of tools you use for project management, such as calendars or project management software. Emphasize your prioritization skills and how staying organized leads to smoother operations within the legal team.

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How do you ensure accuracy in your work?

Explain your attention to detail and the processes you follow for double-checking your work. Discuss peer reviews or using checklists, ensuring to connect your methods to the compliance-focused nature of the Sr. Paralegal role.

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What experience do you have with corporate governance?

Discuss any previous roles where you assisted with board meetings, prepared resolutions, or documented minutes. Express your understanding of the significance of these tasks in supporting an organization's governance structure.

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How would you handle a tight deadline?

Illustrate your time management skills and ability to remain calm under pressure. Provide an example of a time when you successfully met a challenging deadline while maintaining quality in your work.

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Can you describe your experience working with cross-functional teams?

Emphasize your collaboration skills and specific instances where you partnered with finance, compliance, or other departments. Stress the importance of communication in successfully executing projects and addressing legal needs.

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How do you approach changing regulatory environments?

Talk about your proactive approach to staying updated on regulatory developments. Share how you leverage resources such as legal publications or professional networks and your adaptability in implementing necessary changes to remain compliant.

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What excites you about the Sr. Paralegal, Securities role at Visa?

Express your enthusiasm for the role by highlighting Visa's innovative position in the market, the opportunity to work with a talented team, and the potential to contribute to significant corporate governance and compliance initiatives.

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Visa Inc. operates as a payments technology company worldwide. The company facilitates commerce through the transfer of value and information among consumers, merchants, financial institutions, businesses, strategic partners, and government entiti...

11335 jobs
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Full-time, hybrid
DATE POSTED
April 3, 2025

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