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Sr. Paralegal, Securities - job 19 of 20

We are seeking a Sr. Paralegal with at least seven years of relevant experience to support Visa’s corporate securities functions. A primary focus of the role will be working collaboratively with other members of the legal team and other stakeholder teams to support Visa’s corporate practices and policies and to provide general paralegal support.

This position will be based in San Francisco, California.

Essential Functions

  • Support legal team with securities law compliance and other SEC, NYSE and other regulatory filings.

  • Support periodic and ad-hoc regulatory reporting and related internal processes, including, but not limited to, Forms 10-K, 10-Q, 8-K, and proxy statements, Section 16 filings, 13-F, and maintenance of the company's insider trading compliance program and internal policies such as Regulation FD and Related Person Transactions.

  • Oversee international securities filing related to employee equity and ESPP purchases ensuring compliance with local laws.

  • Partner with cross-functional teams (e.g., Legal, External Reporting, Investor Relations, Treasury, People, Equity, Compensation) on various corporate legal matters, special projects and processes.

  • Support Visa’s capital market transactions, including assisting with due diligence and KYC requests.

  • Experience working with transfer agents and assisting with shareholder questions and inquiries.

  • Assist with document production for SOX compliance, internal audits, and other compliance requirements.

  • Support overall corporate governance and compliance processes, including general record-keeping, officer and director onboarding and offboarding, preparation of board meeting agendas, presentations, resolutions, consents, minutes, and other materials.

This is a hybrid position. Hybrid employees can alternate time between both remote and office. Employees in hybrid roles are expected to work from the office 2-3 set days a week (determined by leadership/site), with a general guidepost of being in the office 50% or more of the time based on business needs.

What You Should Know About Sr. Paralegal, Securities, Visa

Join Visa as a Sr. Paralegal in beautiful San Francisco, where you'll bring your expertise to our corporate securities functions! If you have at least seven years of relevant experience, you'll thrive in this role that emphasizes teamwork and collaboration with our legal team and various stakeholders. Your main focus will be supporting securities law compliance and managing regulatory filings with agencies like the SEC and NYSE. You’ll tackle exciting challenges like assisting with Forms 10-K, 10-Q, and 8-K, while maintaining our insider trading compliance program. Additionally, you’ll oversee international securities filings related to employee equity, ensure we meet local laws, and partner with multiple cross-functional teams on corporate legal matters. We're looking for someone who loves assisting with capital market transactions, due diligence, and KYC requests. Your past experience with transfer agents will also be valuable as you field shareholder inquiries. You’ll help with significant compliance needs, document production for SOX compliance, and support corporate governance processes. With a hybrid work model allowing the flexibility of remote work combined with on-site collaboration, this role offers the best of both worlds. If you're passionate about corporate governance and compliance, Visa could be the next great step in your career!

Frequently Asked Questions (FAQs) for Sr. Paralegal, Securities Role at Visa
What are the primary responsibilities of a Sr. Paralegal at Visa in San Francisco?

As a Sr. Paralegal at Visa in San Francisco, your primary responsibilities will include supporting the legal team with securities law compliance, managing SEC and NYSE regulatory filings, assisting with internal processes and compliance documentation, and partnering with various corporate teams on legal matters and special projects.

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What qualifications are required for the Sr. Paralegal position at Visa?

To qualify for the Sr. Paralegal position at Visa, candidates should have at least seven years of relevant experience in securities law, strong knowledge of regulatory requirements, and expertise in managing compliance processes. A solid understanding of corporate governance and excellent communication skills are also essential.

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How does the Sr. Paralegal role at Visa support corporate governance?

The Sr. Paralegal at Visa plays a vital role in corporate governance by preparing board meeting materials, managing officer and director onboarding, and ensuring compliance with internal policies and regulatory guidelines, which is essential to maintaining our corporate integrity.

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What skills are essential for a Sr. Paralegal at Visa to succeed?

Key skills for succeeding as a Sr. Paralegal at Visa include strong analytical and organizational abilities, attention to detail, proficiency with legal research and compliance documentation, and the capacity to collaborate effectively with cross-functional teams on complex corporate matters.

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Is the Sr. Paralegal position at Visa a remote opportunity?

The Sr. Paralegal position at Visa is a hybrid role, meaning you will have the flexibility of working both remotely and in the office, with a guideline of being in the office 2-3 days a week based on business needs. This allows for a balanced work-life integration.

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Common Interview Questions for Sr. Paralegal, Securities
Can you describe your experience with regulatory filings as a Sr. Paralegal?

In answering this question, focus on your specific experience with various SEC filings like Forms 10-K and 10-Q, and mention any tools or systems you've used to manage these processes effectively.

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What strategies do you use to ensure compliance in securities law?

Discuss specific strategies such as conducting regular audits, staying updated on changes in laws, and detailing your experience with compliance programs, ensuring that you follow best practices at all times.

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How do you prioritize tasks when managing multiple compliance projects?

Illustrate your time management skills by discussing how you assess project deadlines, the impact of each task, and how you communicate with your team to ensure priorities align with company goals.

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What experience do you have with corporate governance documentation?

Share examples of how you've prepared board meeting agendas, minutes, and resolutions. Highlight your attention to detail and knowledge of best practices in corporate governance.

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Have you worked in a cross-functional team environment? If so, how did you contribute?

Explain your experience collaborating with different departments, and give specific examples of how your paralegal work positively affected legal, finance, and HR teams.

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What do you see as the biggest challenge in ensuring securities law compliance?

Discuss common compliance challenges such as navigating complex regulations or changes in laws and articulate how you've addressed these in past roles, showcasing your problem-solving capabilities.

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Describe your approach to managing time-sensitive compliance filings.

Talk about maintaining a clear calendar, setting reminders, and having a thorough checklist to ensure you never miss critical deadlines. Highlight your organizational skills.

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How do you handle interactions with shareholders or stakeholders?

Emphasize effective communication skills and describe a situation where you successfully handled stakeholder inquiries, showing your ability to provide clear, concise information.

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What technologies or software are you familiar with that assist in legal compliance?

Mention specific software programs, databases, or tools that you have experience with, explaining how they have helped you streamline compliance processes.

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Why do you want to work as a Sr. Paralegal at Visa?

Reflect on your career aspirations and how they align with Visa’s corporate mission, culture, and the exciting challenges this role presents, showing your enthusiasm and dedication to the organization.

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Visa Inc. operates as a payments technology company worldwide. The company facilitates commerce through the transfer of value and information among consumers, merchants, financial institutions, businesses, strategic partners, and government entiti...

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Full-time, hybrid
DATE POSTED
April 2, 2025

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