Analyst, Compliance (Periodic Reviews)

The Analyst, Compliance (Periodic Reviews) at Gemini is responsible for conducting periodic and trigger-based account reviews, performing transactional analyses, and reviewing customer blockchain activity to uncover potential red flags. The role involves clear communication during the RFI process, as well as addressing escalations from external compliance entities. The analyst will also identify and help rectify procedural inefficiencies, contributing to process improvements within the team.

To qualify for the Analyst, Compliance (Periodic Reviews) role at Gemini, candidates should possess a BA/BS degree or its international equivalent and have 1-2 years of experience in the financial services sector. Key qualifications include a strong attention to detail, excellent written and verbal communication skills, and prior experience in KYC and periodic account reviews. A flexible mindset and willingness to assist in various compliance functions are also essential.

The work environment for the Analyst, Compliance (Periodic Reviews) at Gemini is dynamic and fast-paced, reflective of the growing FinTech sector. This role is designed to be remote, allowing you the flexibility to work from anywhere in the USA. However, employees located near the New York City and Seattle offices are encouraged to engage in a hybrid work environment, promoting in-person collaboration for select days of the week.

Gemini values the growth of its employees and offers numerous career development opportunities for the Analyst, Compliance (Periodic Reviews) role. Employees are encouraged to take on special projects that align with their interests, which can help build valuable skills. Additionally, the company supports continued education and may consider advanced degrees or certifications for career advancement.

As an Analyst, Compliance (Periodic Reviews) at Gemini, you can anticipate a competitive compensation package that includes a starting salary ranging from $66,000 to $92,000, plus a discretionary annual bonus and long-term equity incentives. Benefits encompass comprehensive health plans, a 401K with company matching, paid parental leave, and flexible time off, ensuring your work-life balance is well supported.

In response, discuss specific instances where you executed KYC procedures, emphasizing the importance of conducting thorough due diligence. Highlight your ability to analyze client documentation and assess risk, drawing connections to how your experience will contribute to the compliance team at Gemini.

Share your systematic approach to identifying transaction patterns that could indicate red flags, mentioning any relevant tools or analytical methods. Explain how you prioritize these red flags based on risk factors and compliance protocols, demonstrating your preparedness for the responsibilities at Gemini.

Provide a specific example where you identified inefficiencies in a compliance process and detail the steps you took to address them. Discuss the outcomes and how this experience can help you contribute to process improvements at Gemini.

Discuss your communication strategies, including how you maintain professionalism and clarity under pressure. Share a past experience where you successfully resolved an escalated situation, underscoring your suitability for maintaining effective communication at Gemini.

Mention specific digital tools or software you've experienced with transaction analysis, showcasing your comfort with data and technology. Discuss how these tools enhance accuracy in compliance, linking your experience back to the Analyst, Compliance role at Gemini.

Explain your methods for keeping abreast of changing regulations, such as subscribing to industry publications, participating in webinars, or attending conferences. Relate this back to how you will apply your knowledge at Gemini, emphasizing your proactive approach.

Offer your perspective on current challenges such as rapidly changing regulations or the rise of financial crimes in digital asset markets. Discuss how this insight can prepare you to tackle compliance challenges at Gemini effectively.

Share your level of familiarity with blockchain technology and any specific experience you've had analyzing blockchain transactions. Discuss how this knowledge can support your role as Analyst, Compliance at Gemini, where understanding blockchain is crucial.

Outline your approach to clear and concise communication, focusing on empathy and transparency. Provide an example of how you have successfully navigated a difficult compliance discussion with a customer, demonstrating your communication skills relevant to the role.

Highlight your attention to detail and methodology in conducting thorough analysis. Give an example of how your meticulous approach has led to significant findings in previous roles, reinforcing your fit for the Analyst, Compliance position at Gemini.